The SEC’s ESG Task Force, created only one year ago to proactively identify ESG-related misconduct, has fined a Bank of New York (“BNY”) Mellon advisory unit for $1.5 million over alleged ESG disclosure failures. According to the ESG Task Force, BNY Mellon Investment Advisory Inc. provided clients with false assurance that certain fund investments had […]
Investments
Intellectual Property Licensing Company Industry Analyst Report Released by Ocean Tomo
Yesterday, Ocean Tomo, the Intellectual Capital Merchant Banc firm, released our IP Licensing Company Industry Analyst Report which provides a comprehensive look at current industry trends and deal activity in the IP licensing company space. As a financial advisor with a focus on technology and intellectual property (IP), Ocean Tomo has gained unique insights to […]